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Articles 1 - 9 of 9
Full-Text Articles in Law
An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934
An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934
William & Mary Law Review
No abstract provided.
Definition Of Control In Secondary Distributions, Rutheford B. Campbell Jr.
Definition Of Control In Secondary Distributions, Rutheford B. Campbell Jr.
Law Faculty Scholarly Articles
Section 2(11) of the Securities Act of 1933 (Act) generally subjects the sale of securities by a person "controlling an issuer" to the same rules that govern the sale of securities by an issuer. Accordingly, before a "control" person may sell the securities he holds in the controlled corporation he must either register them with the Securities and Exchange Commission (Commission) or qualify for an exemption from the registration requirement. While the Act clearly requires that a "control" person either register or qualify for an exemption, it fails to define "control." Thus, the task of defining has fallen to the …
The Private Placement Exemption And The Blue Sky Laws-Shoals In The Safe Harbor, Robert M. Royalty, Thomas E. Jones, Jr.
The Private Placement Exemption And The Blue Sky Laws-Shoals In The Safe Harbor, Robert M. Royalty, Thomas E. Jones, Jr.
Washington and Lee Law Review
No abstract provided.
1975-1976 Securities Law Developments
1975-1976 Securities Law Developments
Washington and Lee Law Review
No abstract provided.
Municipal Bonds--The Need For Disclosure, Daniel R. Schuda
Municipal Bonds--The Need For Disclosure, Daniel R. Schuda
West Virginia Law Review
No abstract provided.
Recent Cases, Richard T. Hurt, Jay D. Christiansen, William J. Rees, William D. Gutermuth
Recent Cases, Richard T. Hurt, Jay D. Christiansen, William J. Rees, William D. Gutermuth
Vanderbilt Law Review
Constitutional Law--Action Under Color of State Law--Legislative Authorization of Private Action Resembling Public Function Constitutes Action Under Color of State Law
The instant case creates a two to two split in the circuits on the question whether the seizure of a tenant's possessions under a land-lord lien statute is action under color of state law. The decisions in Davis and Anastasia provide the potential for abuse that Fuentes was designed to prevent-the indiscriminate entry into the debtor's home and seizure of his belongings without prior notice and hearing.Hall and the instant opinion, however, provide a more equitable result. While the …
Sec Rulemaking Authority And The Protection Of Investors: A Comment On The Proposed "Going Private" Rules, Larry R. Schreiter
Sec Rulemaking Authority And The Protection Of Investors: A Comment On The Proposed "Going Private" Rules, Larry R. Schreiter
Indiana Law Journal
No abstract provided.
Special Project, Kenneth Harmon, Barbara Moss, W. Patrick Mulloy, Ii, Robert H. Brownlee, Walter T. Eccard, Michael D. Kelly, Timothy C. Maguire, Richard M. Pitt, Stephen K. Rush, Robert D. Tuke, Richard C. Stark Special Project Editor
Special Project, Kenneth Harmon, Barbara Moss, W. Patrick Mulloy, Ii, Robert H. Brownlee, Walter T. Eccard, Michael D. Kelly, Timothy C. Maguire, Richard M. Pitt, Stephen K. Rush, Robert D. Tuke, Richard C. Stark Special Project Editor
Vanderbilt Law Review
The One Hundred and First Justice: An Analysis of the Opinions of Justice John Paul Stevens, Sitting as Judge on the Seventh Circuit Court of Appeals
This article will examine the opinions written by Mr. Justice Stevens while he served on the Court of Appeals for the Seventh Circuit. The areas examined are constitutional, antitrust, labor, securities, federal tax, administrative, and federal jurisdictional law. This article also will seek to reach some conclusions on Stevens' position in the several areas while he served on the Seventh Circuit and to suggest the factors he may consider important in deciding cases in …
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Villanova Law Review
No abstract provided.