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Articles 1 - 9 of 9

Full-Text Articles in Law

An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934 Dec 1976

An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934

William & Mary Law Review

No abstract provided.


Definition Of Control In Secondary Distributions, Rutheford B. Campbell Jr. Nov 1976

Definition Of Control In Secondary Distributions, Rutheford B. Campbell Jr.

Law Faculty Scholarly Articles

Section 2(11) of the Securities Act of 1933 (Act) generally subjects the sale of securities by a person "controlling an issuer" to the same rules that govern the sale of securities by an issuer. Accordingly, before a "control" person may sell the securities he holds in the controlled corporation he must either register them with the Securities and Exchange Commission (Commission) or qualify for an exemption from the registration requirement. While the Act clearly requires that a "control" person either register or qualify for an exemption, it fails to define "control." Thus, the task of defining has fallen to the …


The Private Placement Exemption And The Blue Sky Laws-Shoals In The Safe Harbor, Robert M. Royalty, Thomas E. Jones, Jr. Sep 1976

The Private Placement Exemption And The Blue Sky Laws-Shoals In The Safe Harbor, Robert M. Royalty, Thomas E. Jones, Jr.

Washington and Lee Law Review

No abstract provided.


1975-1976 Securities Law Developments Sep 1976

1975-1976 Securities Law Developments

Washington and Lee Law Review

No abstract provided.


Municipal Bonds--The Need For Disclosure, Daniel R. Schuda May 1976

Municipal Bonds--The Need For Disclosure, Daniel R. Schuda

West Virginia Law Review

No abstract provided.


Recent Cases, Richard T. Hurt, Jay D. Christiansen, William J. Rees, William D. Gutermuth Apr 1976

Recent Cases, Richard T. Hurt, Jay D. Christiansen, William J. Rees, William D. Gutermuth

Vanderbilt Law Review

Constitutional Law--Action Under Color of State Law--Legislative Authorization of Private Action Resembling Public Function Constitutes Action Under Color of State Law

The instant case creates a two to two split in the circuits on the question whether the seizure of a tenant's possessions under a land-lord lien statute is action under color of state law. The decisions in Davis and Anastasia provide the potential for abuse that Fuentes was designed to prevent-the indiscriminate entry into the debtor's home and seizure of his belongings without prior notice and hearing.Hall and the instant opinion, however, provide a more equitable result. While the …


Sec Rulemaking Authority And The Protection Of Investors: A Comment On The Proposed "Going Private" Rules, Larry R. Schreiter Jan 1976

Sec Rulemaking Authority And The Protection Of Investors: A Comment On The Proposed "Going Private" Rules, Larry R. Schreiter

Indiana Law Journal

No abstract provided.


Special Project, Kenneth Harmon, Barbara Moss, W. Patrick Mulloy, Ii, Robert H. Brownlee, Walter T. Eccard, Michael D. Kelly, Timothy C. Maguire, Richard M. Pitt, Stephen K. Rush, Robert D. Tuke, Richard C. Stark Special Project Editor Jan 1976

Special Project, Kenneth Harmon, Barbara Moss, W. Patrick Mulloy, Ii, Robert H. Brownlee, Walter T. Eccard, Michael D. Kelly, Timothy C. Maguire, Richard M. Pitt, Stephen K. Rush, Robert D. Tuke, Richard C. Stark Special Project Editor

Vanderbilt Law Review

The One Hundred and First Justice: An Analysis of the Opinions of Justice John Paul Stevens, Sitting as Judge on the Seventh Circuit Court of Appeals

This article will examine the opinions written by Mr. Justice Stevens while he served on the Court of Appeals for the Seventh Circuit. The areas examined are constitutional, antitrust, labor, securities, federal tax, administrative, and federal jurisdictional law. This article also will seek to reach some conclusions on Stevens' position in the several areas while he served on the Seventh Circuit and to suggest the factors he may consider important in deciding cases in …


Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel Jan 1976

Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel

Villanova Law Review

No abstract provided.