Open Access. Powered by Scholars. Published by Universities.®
- Institution
- Keyword
-
- Broker-dealer duties (1)
- CAPM (1)
- Capital Asset Pricing Model (1)
- Commercial speech (1)
- Demand elasticity (1)
-
- Downward-sloping demand function (1)
- Executives (1)
- Heterogeneous beliefs model (1)
- Insider trading (1)
- Pricing theory (1)
- Proxy (1)
- Securities (1)
- Securities Exchange Act (1)
- Securities Exchange Act of 1934; Sec 16; federal securities statutes (1)
- Stock valuation (1)
- Stockholder Voting Rights (1)
- Takeover premiums (1)
- Tender offers (1)
- United States Securities and Exchange Commission (1)
Articles 1 - 12 of 12
Full-Text Articles in Law
Shareholder Access To The Proxy Revisited, Jayne W. Barnard
Shareholder Access To The Proxy Revisited, Jayne W. Barnard
Faculty Publications
No abstract provided.
Are Takeover Premiums Really Premiums? Market Price, Fair Value, And Corporate Law, Lynn A. Stout
Are Takeover Premiums Really Premiums? Market Price, Fair Value, And Corporate Law, Lynn A. Stout
Cornell Law Faculty Publications
No abstract provided.
The Case Beyond Time, Lyman P.Q. Johnson, David K. Millon
The Case Beyond Time, Lyman P.Q. Johnson, David K. Millon
Scholarly Articles
The Delaware Supreme Court's opinion in Paramount Communications, Inc. v. Time, Inc.' treats several important questions that arise in connection with hostile corporate takeovers. At the same time, it leaves three critical issues unanswered. In this article, we first briefly describe what the Time decision did, comparing Chancellor William Allen's somewhat discursive Chancery Court opinion with the more peremptory ruling of the Supreme Court. Next, we identify three unarticulated but potentially far-reaching implications of both the Supreme Court's and Chancellor Allen's reasoning that threaten to destabilize seemingly settled doctrine governing the conduct of target company management.
The Genius Of Section 16: Regulating The Management Of Publicly Held Companies, Steve Thel
The Genius Of Section 16: Regulating The Management Of Publicly Held Companies, Steve Thel
Faculty Scholarship
No abstract provided.
The Duty Of Directors To Non-Shareholder Constituencies In Control Transactions: A Comparison Of U.S. And U.K. Law, Roberta S. Karmel
The Duty Of Directors To Non-Shareholder Constituencies In Control Transactions: A Comparison Of U.S. And U.K. Law, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Between Chiarella And Congress: A Guide To The Private Cause Of Action For Insider Trading Under The Federal Securities Laws, Peter J. Henning
Between Chiarella And Congress: A Guide To The Private Cause Of Action For Insider Trading Under The Federal Securities Laws, Peter J. Henning
Law Faculty Research Publications
No abstract provided.
Beyond Negotiability: A New Model For Transfer And Pledge Of Interests In Securities Controlled By Intermediaries, Charles W. Mooney Jr.
Beyond Negotiability: A New Model For Transfer And Pledge Of Interests In Securities Controlled By Intermediaries, Charles W. Mooney Jr.
All Faculty Scholarship
No abstract provided.
The International Reach Of Rule 10b-5: The Myth Of Congressional Silence, Margaret V. Sachs
The International Reach Of Rule 10b-5: The Myth Of Congressional Silence, Margaret V. Sachs
Scholarly Works
This article challenges the conventional wisdom that in adjudicating the international reach of rule 10b-5 courts begin with a blank legislative slate. The history of the securities laws demonstrates that this conventional wisdom is erroneous in two important respects. First, the securities markets of the 1920's were highly international, as Congress was well aware when it enacted the 1933 and 1934 Acts. Second, Congress nevertheless chose to protect only those investors whose trades occur inside the United States-“domestic traders” -- regardless of whether the securities traded are domestic or foreign. As a result, foreign traders lack standing to sue under …
Securities Regulation And The First Amendment, Aleta Estreicher
Securities Regulation And The First Amendment, Aleta Estreicher
Articles & Chapters
No abstract provided.
Sec Regulation Of Multijurisdictional Offerings, Roberta S. Karmel
Sec Regulation Of Multijurisdictional Offerings, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Sec Regulation Of Multijurisdictional Offerings, Roberta S. Karmel
Sec Regulation Of Multijurisdictional Offerings, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Defining The Scope Of Broker And Dealer Duties -- Some Problems In Adjudicating The Responsibilities Of Securities And Commodities Professionals, Gregory A. Hicks
Defining The Scope Of Broker And Dealer Duties -- Some Problems In Adjudicating The Responsibilities Of Securities And Commodities Professionals, Gregory A. Hicks
Articles
The purpose of this Article is to stress the need for grounding broker-dealer duties in sound, articulated understandings of the investment markets, as well as defensible statements of the responsibilities and expectations of both customers and market professionals. This important need will be demonstrated through the use of several cases illustrating problematical or failed processes by which broker-dealer duties have been established.
This Article will focus primarily on two recent decisions, In re E.F. Hutton & Co., and Wasnick v. Refco, Inc., both of which have been criticized for inappropriately expanding broker and dealer duties. Each decision is …