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- Securities Act of 1933 (2)
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Articles 1 - 4 of 4
Full-Text Articles in Law
Definition Of Control In Secondary Distributions, Rutheford B. Campbell Jr.
Definition Of Control In Secondary Distributions, Rutheford B. Campbell Jr.
Law Faculty Scholarly Articles
Section 2(11) of the Securities Act of 1933 (Act) generally subjects the sale of securities by a person "controlling an issuer" to the same rules that govern the sale of securities by an issuer. Accordingly, before a "control" person may sell the securities he holds in the controlled corporation he must either register them with the Securities and Exchange Commission (Commission) or qualify for an exemption from the registration requirement. While the Act clearly requires that a "control" person either register or qualify for an exemption, it fails to define "control." Thus, the task of defining has fallen to the …
Santa Fe Industries, Inc. V. Green, Lewis F. Powell Jr.
Santa Fe Industries, Inc. V. Green, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
E.I. Du Pont De Nemours & Co. V. Collins, Lewis F. Powell Jr.
E.I. Du Pont De Nemours & Co. V. Collins, Lewis F. Powell Jr.
Supreme Court Case Files
No abstract provided.
Commercial Paper: An Exempted Security Under Section 3 (A) (3) Of The Securities Act Of 1933, J. William Hicks
Commercial Paper: An Exempted Security Under Section 3 (A) (3) Of The Securities Act Of 1933, J. William Hicks
Articles by Maurer Faculty
No abstract provided.