Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- Banking industry -- Florida (1)
- Bankruptcy law (1)
- Controlled Substances Act (1)
- Corporate fiduciaries (1)
- Criminal liability (1)
-
- Executives (1)
- Exterritoriality (1)
- Florida (1)
- Foreign competition (1)
- Insider trading (1)
- International banking industry (1)
- Investment (1)
- Letters of credit (1)
- Mail/wire fraud (1)
- Marijuana industry (1)
- Negotiable instruments (1)
- Promissory notes (1)
- SEC (1)
- Savings & loan associations (1)
- Stock market (1)
Articles 1 - 6 of 6
Full-Text Articles in Law
Nipped In The Bud: How Legal Disparities Create Financial Growth Hurdles In The State-Sanctioned Marijuana Industry And Why Bankruptcy Courts Can Provide A Remedy, Caitlyn Cullen
University of Miami Law Review
A new marijuana industry has emerged in the United States in the wake of state-by-state legalization of marijuana, and entrepreneurs, investors, and other advisory services are increasingly viewing the marijuana industry as an area of legitimate business opportunity. However, potential investors have been hesitant to establish formal relationships with marijuana businesses that operate legitimately in the eyes of the state but in a cloud of legal uncertainty at the federal level because the Controlled Substances Act criminalizes marijuana. This Note identifies two economic consequences of the conflicts of state and federal law and suggests a temporary solution that would allow …
Application Of The Federal Mail And Wire Fraud Statutes To Criminal Liability For Stock Market Insider Trading And Tipping, William K.S. Wang
Application Of The Federal Mail And Wire Fraud Statutes To Criminal Liability For Stock Market Insider Trading And Tipping, William K.S. Wang
University of Miami Law Review
SEC Rule 10b-5 covers a great deal of stock market insider trading and tipping, but certainly not all. For insider trading defendants, some elements of criminal liability may be different and possibly easier to satisfy under mail/wire fraud than under SEC Rule 10b-5 (e.g., materiality, and the requirements for tipper and tippee liability recently tightened for Rule 10b-5 by the Second Circuit). Generally, courts have not addressed these possible differences.
With insider trading and tipping, the victim of mail/wire fraud could be either the information-owner or the party on the other side of the transaction. The courts have not examined …
Revised Articles 3 And 4 Of The Uniform Commercial Code: A Friendly Critique, Daniel E. Murray
Revised Articles 3 And 4 Of The Uniform Commercial Code: A Friendly Critique, Daniel E. Murray
University of Miami Law Review
No abstract provided.
Life In The Boardroom After Firrea: A Revisionist Approach To Corporate Governance In Insured Depository Institutions, Mark David Wallace
Life In The Boardroom After Firrea: A Revisionist Approach To Corporate Governance In Insured Depository Institutions, Mark David Wallace
University of Miami Law Review
No abstract provided.
Extraterritorial Jurisdiction And International Banking: A Conflict Of Interests, Silvia B. Piñera-Vazquez
Extraterritorial Jurisdiction And International Banking: A Conflict Of Interests, Silvia B. Piñera-Vazquez
University of Miami Law Review
No abstract provided.
Fdic V. Philadelphia Gear: A Standby Letter Of Credit Backed By A Contingent Promissory Note Is Not A Deposit-The Supreme Court Changes Gear, Brett Paul, Andrew Peretz
Fdic V. Philadelphia Gear: A Standby Letter Of Credit Backed By A Contingent Promissory Note Is Not A Deposit-The Supreme Court Changes Gear, Brett Paul, Andrew Peretz
University of Miami Law Review
No abstract provided.