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Banking and Finance Law

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Villanova University Charles Widger School of Law

Villanova Journal of Law and Investment Management

Journal

Publication Year

Articles 1 - 20 of 20

Full-Text Articles in Law

Introduction To The Symposium On Religion And Investing, Mark A. Sargent Jan 2002

Introduction To The Symposium On Religion And Investing, Mark A. Sargent

Villanova Journal of Law and Investment Management

No abstract provided.


Comments On Bainbridge And Kennedy, Margaret Blair Jan 2002

Comments On Bainbridge And Kennedy, Margaret Blair

Villanova Journal of Law and Investment Management

No abstract provided.


Investing In Morality, Samuel Gregg Jan 2002

Investing In Morality, Samuel Gregg

Villanova Journal of Law and Investment Management

No abstract provided.


Business And The Common Good In The Catholic Social Tradition, Robert G. Kennedy Jan 2002

Business And The Common Good In The Catholic Social Tradition, Robert G. Kennedy

Villanova Journal of Law and Investment Management

No abstract provided.


The Past And Future Of Implied Causes Of Action Under The Investment Company Act Of 1940, Arthur S. Gabinet, George M. Gowen Iii Jan 2002

The Past And Future Of Implied Causes Of Action Under The Investment Company Act Of 1940, Arthur S. Gabinet, George M. Gowen Iii

Villanova Journal of Law and Investment Management

No abstract provided.


The Bishops And The Corporate Stakeholder Debate, Stephen M. Bainbridge Jan 2002

The Bishops And The Corporate Stakeholder Debate, Stephen M. Bainbridge

Villanova Journal of Law and Investment Management

No abstract provided.


Money Laundering Requirements For Broker-Dealers And Hedge Funds Under The Usa Patriot Act Of 2001, Marc C. Cozzolino Jan 2002

Money Laundering Requirements For Broker-Dealers And Hedge Funds Under The Usa Patriot Act Of 2001, Marc C. Cozzolino

Villanova Journal of Law and Investment Management

No abstract provided.


Non-Compete Obligations Of Departing Star Partners And The Right Of Clients To Their Continued Services, Tamar Frankel Jan 2001

Non-Compete Obligations Of Departing Star Partners And The Right Of Clients To Their Continued Services, Tamar Frankel

Villanova Journal of Law and Investment Management

No abstract provided.


Mutual Fund Boards And Shareholder Action, David J. Carter Jan 2001

Mutual Fund Boards And Shareholder Action, David J. Carter

Villanova Journal of Law and Investment Management

No abstract provided.


Investment Company Act Of 1940: Why The Time Has Come To Revive Section 3(B)(1), Brian J. Lane, Gillian Mcphee Jan 2001

Investment Company Act Of 1940: Why The Time Has Come To Revive Section 3(B)(1), Brian J. Lane, Gillian Mcphee

Villanova Journal of Law and Investment Management

No abstract provided.


What Role Is There For Independent Directors Of Mutual Funds, Kenneth E. Scott Jan 2000

What Role Is There For Independent Directors Of Mutual Funds, Kenneth E. Scott

Villanova Journal of Law and Investment Management

No abstract provided.


Sec Regulation Of Investment Company Investments In Securities Related Businesses Under The Investment Company Act Of 1940, Lawrence P. Stadulis, Timothy W. Levin Jan 2000

Sec Regulation Of Investment Company Investments In Securities Related Businesses Under The Investment Company Act Of 1940, Lawrence P. Stadulis, Timothy W. Levin

Villanova Journal of Law and Investment Management

No abstract provided.


Regulatory Developments Affecting The Italian Investment Fund Market, Jeffrey Paul Greenbaum Jan 2000

Regulatory Developments Affecting The Italian Investment Fund Market, Jeffrey Paul Greenbaum

Villanova Journal of Law and Investment Management

No abstract provided.


Participant Self-Direction Of Account Balances: Investment Advice Or Investment Education, Marcia S. Wagner, Robert N. Eccles Jan 1999

Participant Self-Direction Of Account Balances: Investment Advice Or Investment Education, Marcia S. Wagner, Robert N. Eccles

Villanova Journal of Law and Investment Management

No abstract provided.


Commentary On A Rare Luddite Victory - The Templeton Dragon Fund Shareholder Proposal No-Action Letter, Howard M. Friedman Jan 1999

Commentary On A Rare Luddite Victory - The Templeton Dragon Fund Shareholder Proposal No-Action Letter, Howard M. Friedman

Villanova Journal of Law and Investment Management

No abstract provided.


Straightening Out Strougo: The Maryland Legislative Response To Strougo V. Scudder, Stevens & (And) Clark, Inc., James J. Hanks Jr. Jan 1999

Straightening Out Strougo: The Maryland Legislative Response To Strougo V. Scudder, Stevens & (And) Clark, Inc., James J. Hanks Jr.

Villanova Journal of Law and Investment Management

No abstract provided.


The Contribution Of The Fund Profile To Investor Education, James A. Fanto Jan 1999

The Contribution Of The Fund Profile To Investor Education, James A. Fanto

Villanova Journal of Law and Investment Management

No abstract provided.


Enhancing The Effectiveness Of Independent Directors: Is The System Broken, Creaking Or Working, David A. Sturms Jan 1999

Enhancing The Effectiveness Of Independent Directors: Is The System Broken, Creaking Or Working, David A. Sturms

Villanova Journal of Law and Investment Management

No abstract provided.


Trends In The Regulation Of Investment Companies And Investment Advisers, Tamar Frankel Jan 1999

Trends In The Regulation Of Investment Companies And Investment Advisers, Tamar Frankel

Villanova Journal of Law and Investment Management

No abstract provided.


Rethinking Brokerage Rebate Arrangements: The Case For Collective Cash Pass-Through Arrangements, Joseph A. Franco Jan 1999

Rethinking Brokerage Rebate Arrangements: The Case For Collective Cash Pass-Through Arrangements, Joseph A. Franco

Villanova Journal of Law and Investment Management

No abstract provided.