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Articles 1 - 8 of 8
Full-Text Articles in Securities Law
The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg
The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg
William & Mary Law Review
No abstract provided.
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
William & Mary Law Review
No abstract provided.
A Proposed West Virginia Response To The Initiative Of Regulation D, James A. Russell Jr.
A Proposed West Virginia Response To The Initiative Of Regulation D, James A. Russell Jr.
West Virginia Law Review
No abstract provided.
The Fallacy Of Weighting Asset Value And Earnings Value In The Appraisal Of Corporate Stock, Elmer J. Schaefer
The Fallacy Of Weighting Asset Value And Earnings Value In The Appraisal Of Corporate Stock, Elmer J. Schaefer
Faculty Publications
No abstract provided.
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
William & Mary Law Review
No abstract provided.
Is Stock A Security? A Criticism Of The Sale Of Business Doctrine In Securities Fraud Litigation, Barbara Black
Is Stock A Security? A Criticism Of The Sale Of Business Doctrine In Securities Fraud Litigation, Barbara Black
Faculty Articles and Other Publications
This Article criticizes the use of the sale of business doctrine in securities fraud litigation. The Article first discusses the Supreme Court's efforts at defining a security, from its early investment contract analysis in SEC v. W.J. Howey Co., to Forman and other recent opinions. Part II analyzes the leading federal cases on the sale of business doctrine and examines problems in applying the doctrine. Next, part III examines alternative bases, within established Rule 10b-S jurisprudence, for dismissing the claims of purchasers of stock in close corporations. Finally, the Article asserts that, because the sale of business doctrine is inconsistent …
Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester
Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester
Kentucky Law Journal
No abstract provided.
Stallion Syndicates As Securities, Rutheford B. Campbell Jr.
Stallion Syndicates As Securities, Rutheford B. Campbell Jr.
Law Faculty Scholarly Articles
To people outside the horse business, the word “syndicate” may conjure up images of sinister characters and organized crime. People who invest in horses, however, attach quite a different meaning to the word syndicates. Mention of a syndicate may remind them of Secretariat, Niatross, Aladdinn or Easy Jet, depending upon the particular breed of horse that interests them. They also think of something else: money, big money.
Although one cannot seriously contend that syndicates alone are responsible for the spectacular monetary growth of the horse business, they certainly have facilitated that growth. Syndicates have been and continue to be the …