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Securities Law Commons

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Securities

William & Mary Law Review

Articles 1 - 11 of 11

Full-Text Articles in Securities Law

Mismatch: The Misuse Of Market Efficiency In Market Manipulation Class Actions, Charles R. Korsmo Mar 2011

Mismatch: The Misuse Of Market Efficiency In Market Manipulation Class Actions, Charles R. Korsmo

William & Mary Law Review

Plaintiffs commonly bring two distinct types of claims under section 10(b) of the Securities Exchange Act of 1934: (1) claims of material misrepresentations or omissions, and (2) claims of tradebased market manipulation. Despite the distinctive features of the two types of claims, courts have tended to treat them identically when applying the “fraud on the market” doctrine. In particular, courts have required both types of plaintiffs to make identical showings that the relevant security was traded in an “efficient market” in order to gain a presumption of reliance. The reasons for requiring such a showing by plaintiffs in a misrepresentation …


Sec Rule 14e-3 In The Wake Of United States V. O'Hagan: Proper Prophylactic Scope And The Future Of Warehousing, Jeff Lobb May 1999

Sec Rule 14e-3 In The Wake Of United States V. O'Hagan: Proper Prophylactic Scope And The Future Of Warehousing, Jeff Lobb

William & Mary Law Review

No abstract provided.


From Horse Trading To Insider Trading: The Historical Antecedents Of The Insider Trading Debate, Paula J. Dalley Apr 1998

From Horse Trading To Insider Trading: The Historical Antecedents Of The Insider Trading Debate, Paula J. Dalley

William & Mary Law Review

No abstract provided.


Enforcing Arbitration Of Federal Securities Law Claims: The Effect Of Dean Witter Reynolds, Inc. V. Byrd, Michael Durrer Feb 1987

Enforcing Arbitration Of Federal Securities Law Claims: The Effect Of Dean Witter Reynolds, Inc. V. Byrd, Michael Durrer

William & Mary Law Review

No abstract provided.


The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg Oct 1982

The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg

William & Mary Law Review

No abstract provided.


Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney Oct 1982

Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney

William & Mary Law Review

No abstract provided.


Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson Mar 1982

Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson

William & Mary Law Review

No abstract provided.


An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934 Dec 1976

An Economic Analysis Of Section 16(B) Of The Securities Exchange Act Of 1934

William & Mary Law Review

No abstract provided.


Far-Reaching Equitable Remedies Under The Securities Acts And The Growth Of The Federal Corporate Law, Robert J. Malley Oct 1975

Far-Reaching Equitable Remedies Under The Securities Acts And The Growth Of The Federal Corporate Law, Robert J. Malley

William & Mary Law Review

No abstract provided.


The Naked Commodity Option Contract As A Security, Joseph C. Long Dec 1973

The Naked Commodity Option Contract As A Security, Joseph C. Long

William & Mary Law Review

No abstract provided.


Attorney's Liability: The Securities Bar And The Impact Of National Student Marketing, Robert C. Koch May 1973

Attorney's Liability: The Securities Bar And The Impact Of National Student Marketing, Robert C. Koch

William & Mary Law Review

No abstract provided.