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Securities Law Commons

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Full-Text Articles in Securities Law

Summary Of Guilfoyle V. Olde Monmouth Stock Transfer Co., 130 Nev. Adv. Op. 78, Chelsea Lancaster Oct 2014

Summary Of Guilfoyle V. Olde Monmouth Stock Transfer Co., 130 Nev. Adv. Op. 78, Chelsea Lancaster

Nevada Supreme Court Summaries

The Court determined that (1) Nevada statutory law partially abrogates common law by making a stock transfer agent’s duty the same as the issuer’s in processing a request to register a transfer of securities; and (2) a transfer agent’s statutory duty to process legend removal requests does not arise without the stockholder’s request to act.

Additionally, the Court reaffirmed the liability of a transfer agent to a stockholder for common law claims asserting misfeasance.


Securities Laws As Foreign Policy, Karen E. Woody Sep 2014

Securities Laws As Foreign Policy, Karen E. Woody

Nevada Law Journal

No abstract provided.


Regulatory Arbitrage, Extraterritorial Jurisdiction, And Dodd-Frank: The Implications Of Us Global Otc Derivative Regulation, Christian Johnson Mar 2014

Regulatory Arbitrage, Extraterritorial Jurisdiction, And Dodd-Frank: The Implications Of Us Global Otc Derivative Regulation, Christian Johnson

Nevada Law Journal

No abstract provided.