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Articles 1 - 12 of 12
Full-Text Articles in Securities Law
Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel
Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel
Washington and Lee Law Review
No abstract provided.
The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons
The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons
Washington and Lee Law Review
No abstract provided.
The Sec's Proposal To Regulate Market Sweeps
The Sec's Proposal To Regulate Market Sweeps
Washington and Lee Law Review
No abstract provided.
The Assignment Of Private Causes Of Action Under The Federal Securities Laws: Express Versus Automatic Assignment
Washington and Lee Law Review
No abstract provided.
Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr.
Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr.
Washington and Lee Law Review
No abstract provided.
Program Trading-A Critical Analysis, Janet E. Kerr, John C. Maguire
Program Trading-A Critical Analysis, Janet E. Kerr, John C. Maguire
Washington and Lee Law Review
No abstract provided.
State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon
State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon
Washington and Lee Law Review
No abstract provided.
State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson
State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson
Washington and Lee Law Review
No abstract provided.
Destroying The Barriers Between Commercial And Investment Banking: Should Congress Repeal The Glass-Steagall Act?
Washington and Lee Law Review
No abstract provided.
"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball
"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball
Washington and Lee Law Review
No abstract provided.
Sec Release 1092 On The Investment Advisers Act Of 1940: Applicability Of The Investment Advisers Act To Financial Planners And Other Persons Who Provide Financial Services
Washington and Lee Law Review
No abstract provided.