Open Access. Powered by Scholars. Published by Universities.®

Securities Law Commons

Open Access. Powered by Scholars. Published by Universities.®

Articles 1 - 12 of 12

Full-Text Articles in Securities Law

Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel Sep 1988

Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel

Washington and Lee Law Review

No abstract provided.


The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons Jun 1988

The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons

Washington and Lee Law Review

No abstract provided.


The Sec's Proposal To Regulate Market Sweeps Jun 1988

The Sec's Proposal To Regulate Market Sweeps

Washington and Lee Law Review

No abstract provided.


The Assignment Of Private Causes Of Action Under The Federal Securities Laws: Express Versus Automatic Assignment Jun 1988

The Assignment Of Private Causes Of Action Under The Federal Securities Laws: Express Versus Automatic Assignment

Washington and Lee Law Review

No abstract provided.


Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr. Jun 1988

Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr.

Washington and Lee Law Review

No abstract provided.


Program Trading-A Critical Analysis, Janet E. Kerr, John C. Maguire Jun 1988

Program Trading-A Critical Analysis, Janet E. Kerr, John C. Maguire

Washington and Lee Law Review

No abstract provided.


State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon Jun 1988

State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon

Washington and Lee Law Review

No abstract provided.


State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson Jun 1988

State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson

Washington and Lee Law Review

No abstract provided.


Destroying The Barriers Between Commercial And Investment Banking: Should Congress Repeal The Glass-Steagall Act? Jun 1988

Destroying The Barriers Between Commercial And Investment Banking: Should Congress Repeal The Glass-Steagall Act?

Washington and Lee Law Review

No abstract provided.


"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball Jun 1988

"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball

Washington and Lee Law Review

No abstract provided.


Sec Release 1092 On The Investment Advisers Act Of 1940: Applicability Of The Investment Advisers Act To Financial Planners And Other Persons Who Provide Financial Services Jun 1988

Sec Release 1092 On The Investment Advisers Act Of 1940: Applicability Of The Investment Advisers Act To Financial Planners And Other Persons Who Provide Financial Services

Washington and Lee Law Review

No abstract provided.


Vii. Corporate & Securities Law Mar 1988

Vii. Corporate & Securities Law

Washington and Lee Law Review

No abstract provided.