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Articles 1 - 30 of 36
Full-Text Articles in Securities Law
Expanded View Of Section 12(2) Liability: Junker V. Crory, Richard C. Taggart
Expanded View Of Section 12(2) Liability: Junker V. Crory, Richard C. Taggart
BYU Law Review
No abstract provided.
The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg
The Taxation Of Reinvested Corporate Earnings, Richard L. Doernberg
William & Mary Law Review
No abstract provided.
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
Regulation D: Coherent Exemptions For Small Businesses Under The Securities Act Of 1933, Marvin R. Mohney
William & Mary Law Review
No abstract provided.
A Proposed West Virginia Response To The Initiative Of Regulation D, James A. Russell Jr.
A Proposed West Virginia Response To The Initiative Of Regulation D, James A. Russell Jr.
West Virginia Law Review
No abstract provided.
Lawyer Duties In Securities Transactions Under Rule 2(E): The Carter Opinions, David H. Barber
Lawyer Duties In Securities Transactions Under Rule 2(E): The Carter Opinions, David H. Barber
BYU Law Review
No abstract provided.
Statutes Of Limitation For Rule 10b-5
Statutes Of Limitation For Rule 10b-5
Washington and Lee Law Review
No abstract provided.
More About Blue Sky, Richard B. Tyler
More About Blue Sky, Richard B. Tyler
Washington and Lee Law Review
No abstract provided.
Rule 10b-5 And "Fraud-On-The-Market"- -Heavy Seas Meet Tranquil Shores, Robert N. Rapp
Rule 10b-5 And "Fraud-On-The-Market"- -Heavy Seas Meet Tranquil Shores, Robert N. Rapp
Washington and Lee Law Review
No abstract provided.
Developments In Corporate Takeover Techniques: Creeping Tender Offers, Lockup Arrangements, And Standstill Agreements
Washington and Lee Law Review
No abstract provided.
Preface, Philip Mcbride Johnson
The Commodity Exchange Act In Perspective A Short And Not-So-Reverent History Of Futures Trading Legislation In The United States, John H. Stassen
The Commodity Exchange Act In Perspective A Short And Not-So-Reverent History Of Futures Trading Legislation In The United States, John H. Stassen
Washington and Lee Law Review
No abstract provided.
Rule 10b-5 Developments-Damages And Contribution
Rule 10b-5 Developments-Damages And Contribution
Washington and Lee Law Review
No abstract provided.
The Right To Financial Privacy Act And The Sec
The Right To Financial Privacy Act And The Sec
Washington and Lee Law Review
No abstract provided.
The Existence Of Implied Private Rights Of Action Under Section 17(A) Of The 1933 Securities Act
The Existence Of Implied Private Rights Of Action Under Section 17(A) Of The 1933 Securities Act
Washington and Lee Law Review
No abstract provided.
Private Meetings And Good Cause Exceptions: Gulf & Western May Provide The Sec New Tools For Piercing The Corporate Attorney-Client Privilege
Washington and Lee Law Review
No abstract provided.
Corporate Insider Trading: Reawakening The Common Law, Thomas Lee Hazen
Corporate Insider Trading: Reawakening The Common Law, Thomas Lee Hazen
Washington and Lee Law Review
No abstract provided.
The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii
The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii
Washington and Lee Law Review
No abstract provided.
Rule 10b-5 Developments-Theories Of Liability
Rule 10b-5 Developments-Theories Of Liability
Washington and Lee Law Review
No abstract provided.
Implied Private Rights Of Action Under Section 6(B) Of The Securities Exchange Act Of 1934
Implied Private Rights Of Action Under Section 6(B) Of The Securities Exchange Act Of 1934
Washington and Lee Law Review
No abstract provided.
When Is A Security Not A Security? Promissory Notes, Loan Participations, And Stock In Close Corporations
Washington and Lee Law Review
No abstract provided.
The Element Of Scienter In Antifraud Provisions Of The Commodity Exchange Act
The Element Of Scienter In Antifraud Provisions Of The Commodity Exchange Act
Washington and Lee Law Review
No abstract provided.
Second Circuit Expands Section 10(B) Liability To Security Fraud Committed In Breach Of An Employee's Fiduciary Duty: United States V. Newman, Charles Lee Deem
Second Circuit Expands Section 10(B) Liability To Security Fraud Committed In Breach Of An Employee's Fiduciary Duty: United States V. Newman, Charles Lee Deem
BYU Law Review
No abstract provided.
Loan Participations: Are They "Securities"?, Dennis Scholl, Ronald L. Weaver
Loan Participations: Are They "Securities"?, Dennis Scholl, Ronald L. Weaver
Florida State University Law Review
No abstract provided.
The Effect Of Insider Trading Rules On The Internal Efficiency Of The Large Corporation, Robert J. Haft
The Effect Of Insider Trading Rules On The Internal Efficiency Of The Large Corporation, Robert J. Haft
Michigan Law Review
Academics have hotly debated these justifications for years, and none of the three has achieved universal acclaim. This Article suggests another perspective: Prohibiting insider trading may enhance business decision-making in large corporations. With the exception of proponents of the Business Property view, analysts have focused on how an insider trading rule affects the national securities markets and traders in those markets. The internal governance of the large corporation is a different matter, one deserving separate consideration.
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
Fairness Requirement In Section 3(A)(10) Of The Securities Act Of 1933, Bruce H. Matson
William & Mary Law Review
No abstract provided.
The Scope Of The Judicially Implied Private Right Of Action Under Rule 10b-5: Shores V. Sklar, E. Douglas Clark
The Scope Of The Judicially Implied Private Right Of Action Under Rule 10b-5: Shores V. Sklar, E. Douglas Clark
BYU Law Review
No abstract provided.
The Sec And The Public Interest, Michigan Law Review
The Sec And The Public Interest, Michigan Law Review
Michigan Law Review
A Review of The SEC and the Public Interest by Susan M. Phillips and J. Richard Zecher
Bad Faith Attorneys' Fees In Implied Private Rights Of Action Under The Securities Exchange Act Of 1934, Debra F. Weiner
Bad Faith Attorneys' Fees In Implied Private Rights Of Action Under The Securities Exchange Act Of 1934, Debra F. Weiner
Loyola University Chicago Law Journal
No abstract provided.
Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester
Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester
Kentucky Law Journal
No abstract provided.
Stallion Syndicates As Securities, Rutheford B. Campbell Jr.
Stallion Syndicates As Securities, Rutheford B. Campbell Jr.
Kentucky Law Journal
No abstract provided.