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Articles 1 - 30 of 113
Full-Text Articles in Securities Law
Looking Forward: Professor Roberta Karmel's Prescient Views On The Transformation Of Self-Regulatory Organizations And Of The Securities Market Structure At The Turn Of The Last Century, James Fanto
Faculty Scholarship
No abstract provided.
State Securities Enforcement, Andrew K. Jennings
State Securities Enforcement, Andrew K. Jennings
Faculty Scholarship
No abstract provided.
Little Power Struggles Everywhere: Attacks On The Administrative State At The Securities And Exchange Commission, Roberta S. Karmel
Little Power Struggles Everywhere: Attacks On The Administrative State At The Securities And Exchange Commission, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Shareholders United?, Andrew K. Jennings
Will Fifty Years Of The Sec's Disgorgement Remedy Be Abolished, Roberta Karmel
Will Fifty Years Of The Sec's Disgorgement Remedy Be Abolished, Roberta Karmel
Faculty Scholarship
No abstract provided.
The Fiduciary Principle Of Insider Trading Needs Revision, Roberta S. Karmel
The Fiduciary Principle Of Insider Trading Needs Revision, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Reconceptualizing The Whistleblower's Dilemma, Miriam Baer
Reconceptualizing The Whistleblower's Dilemma, Miriam Baer
Faculty Scholarship
No abstract provided.
Disclosure Reform - The Sec Is Riding Off In Two Directions At Once, Roberta Karmel
Disclosure Reform - The Sec Is Riding Off In Two Directions At Once, Roberta Karmel
Faculty Scholarship
No abstract provided.
The Vanishing Supervisor, James A. Fanto
Law's Acceleration Of Finance: Redefining The Problem Of High-Frequency Trading, Frank Pasquale
Law's Acceleration Of Finance: Redefining The Problem Of High-Frequency Trading, Frank Pasquale
Faculty Scholarship
No abstract provided.
The Law On Insider Trading Lacks Needed Definition, Roberta Karmel
The Law On Insider Trading Lacks Needed Definition, Roberta Karmel
Faculty Scholarship
No abstract provided.
Rakoff Revisited, Roberta S. Karmel
An Overview Of The Fannie And Freddie Conservatorship Litigation, David J. Reiss
An Overview Of The Fannie And Freddie Conservatorship Litigation, David J. Reiss
Faculty Scholarship
No abstract provided.
Remic Tax Enforcement As Financial-Market Regulator, Bradley T. Borden, David J. Reiss
Remic Tax Enforcement As Financial-Market Regulator, Bradley T. Borden, David J. Reiss
Faculty Scholarship
No abstract provided.
Is The Independent Director Model Broken?, Roberta Karmel
Is The Independent Director Model Broken?, Roberta Karmel
Faculty Scholarship
No abstract provided.
Is The Independent Director Model Broken?, Roberta Karmel
Is The Independent Director Model Broken?, Roberta Karmel
Faculty Scholarship
No abstract provided.
Surveillant And Counselor: A Reorientation In Compliance For Broker-Dealers, James A. Fanto
Surveillant And Counselor: A Reorientation In Compliance For Broker-Dealers, James A. Fanto
Faculty Scholarship
No abstract provided.
Dirty Remics, Revisited, David J. Reiss, Bradley T. Borden
Dirty Remics, Revisited, David J. Reiss, Bradley T. Borden
Faculty Scholarship
No abstract provided.
Iosco's Response To The Financial Crisis, Roberta S. Karmel
Iosco's Response To The Financial Crisis, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Iosco's Response To The Financial Crisis, Roberta S. Karmel
Iosco's Response To The Financial Crisis, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Is The Public Utility Holding Company Act A Model For Breaking Up The Banks That Are Too-Big-To-Fail, Roberta S. Karmel
Is The Public Utility Holding Company Act A Model For Breaking Up The Banks That Are Too-Big-To-Fail, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Voting Power Without Responsibility Or Risk--How Should Proxy Reform Address The Decoupling Of Economic And Voting Rights?, Roberta S. Karmel
Voting Power Without Responsibility Or Risk--How Should Proxy Reform Address The Decoupling Of Economic And Voting Rights?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel
The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel
The Future Of The Securities And Exchange Commission As A Market Regulator, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Hardening Of Soft Law In Securities Regulation, Roberta S. Karmel, Claire Kelly
The Hardening Of Soft Law In Securities Regulation, Roberta S. Karmel, Claire Kelly
Faculty Scholarship
No abstract provided.
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Eu Challenge To The Sec, Roberta S. Karmel
The Eu Challenge To The Sec, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Eu Challenge To The Sec, Roberta S. Karmel
The Eu Challenge To The Sec, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Regulation By Exemption: The Changing Definition Of An Accredited Investor, Roberta S. Karmel
Faculty Scholarship
No abstract provided.