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Articles 1 - 30 of 34
Full-Text Articles in Securities Law
Realizing The Recession: Modifying Dodd-Frank With A View To The Future, David E. Chaney
Realizing The Recession: Modifying Dodd-Frank With A View To The Future, David E. Chaney
West Virginia Law Review
No abstract provided.
Changing The Rules Of The Game: Beyond Disclosure Framework For Securities Regulation, Jena Martin
Changing The Rules Of The Game: Beyond Disclosure Framework For Securities Regulation, Jena Martin
West Virginia Law Review
No abstract provided.
Out Of The Shadows: Requiring Strategic Management Disclosure, Nadelle Grossman
Out Of The Shadows: Requiring Strategic Management Disclosure, Nadelle Grossman
West Virginia Law Review
Under federal securities laws and regulations, public companies must disclose to investors a considerable amount of information about their risk management processes to limit losses. In contrast, these companies need not disclose virtually anything about their strategic management processes to gen- erate gains. This mismatch in disclosure gives investors a distorted sense of firm processes to create value, undermining the federal securities laws' central purpose of creating informed investors. It also signals that risk management processes, which are cast in disclosure sunlight, are more important to firm success than strategic management processes, which remain in the shadows. To address these …
There Goes The Neighborhood: Regulating Away The Community Bank - An Analysis Of The Costs Of Current Regulations On Community Banks, Alan J. Wilson
There Goes The Neighborhood: Regulating Away The Community Bank - An Analysis Of The Costs Of Current Regulations On Community Banks, Alan J. Wilson
West Virginia Law Review
No abstract provided.
Shareholder Litigation After The Meltdown, Daniel J. Morrissey
Shareholder Litigation After The Meltdown, Daniel J. Morrissey
West Virginia Law Review
No abstract provided.
How Arbitrary Really Was The S.E.C.'S "Hedge Fund Rule"? The Future Of Hedge Fund Regulation In Light Of Goldstein, Amaranth Advisors, And Beyond, Joshua Hess
West Virginia Law Review
No abstract provided.
Sarbanes-Oxley Act, Section 307 - The Price Of Accountability: How Will Section 307 Affect The Role Of The Corporate Attorney, Sara B. Smith
Sarbanes-Oxley Act, Section 307 - The Price Of Accountability: How Will Section 307 Affect The Role Of The Corporate Attorney, Sara B. Smith
West Virginia Law Review
No abstract provided.
Preserving Existing Security Interest Under Revised Article 9 Of The Uniform Commercial Code: A Concise Summary Of The Transition Rules And Some Recommendations For Secured Parties, Vincent Paul Cardi
Preserving Existing Security Interest Under Revised Article 9 Of The Uniform Commercial Code: A Concise Summary Of The Transition Rules And Some Recommendations For Secured Parties, Vincent Paul Cardi
West Virginia Law Review
No abstract provided.
State Takeover Laws, Insider Trading, And The Interplay Between The Two: A New Perspective, Christopher J. Bebel, Kenneth C. Vert
State Takeover Laws, Insider Trading, And The Interplay Between The Two: A New Perspective, Christopher J. Bebel, Kenneth C. Vert
West Virginia Law Review
No abstract provided.
Involuntary Dissolution As A Remedy For Freeze-Outs Of Minority Shareholders: Two West Virginia Statutes, D. Christopher Wells
Involuntary Dissolution As A Remedy For Freeze-Outs Of Minority Shareholders: Two West Virginia Statutes, D. Christopher Wells
West Virginia Law Review
No abstract provided.
Rule 10b-5 And Santa Fe--Herein Of Sue Facts, Shame Facts, And Other Matters, Harvey Gelb
Rule 10b-5 And Santa Fe--Herein Of Sue Facts, Shame Facts, And Other Matters, Harvey Gelb
West Virginia Law Review
No abstract provided.
A Proposed West Virginia Response To The Initiative Of Regulation D, James A. Russell Jr.
A Proposed West Virginia Response To The Initiative Of Regulation D, James A. Russell Jr.
West Virginia Law Review
No abstract provided.
Limitations On Rule 10b-5, Arthur J. Marinelli Jr.
Limitations On Rule 10b-5, Arthur J. Marinelli Jr.
West Virginia Law Review
The federal securities acts of 1933 and 1934 sought to protect the investing public against fraud and manipulation by replacing the doctrine of caveat emptor with a system of full disclosure. Section 10(b) of the Securities Exchange Act of 1934 gives the Securities and Exchange Commission the power to promulgate rules in order to prohibit "any manipulative or deceptive device or contrivance." In 1942 the Commission adopted rule 10b-5 to implement the "catch-all" provision of section 10(b) which can be viewed as a grant of wide-ranging discretion to the SEC. Although all of the elements necessary for recovery in a …
Liens--Priority Of Common Law Liens And Secured Interests In West Virginia, Willard Craig Broadwater
Liens--Priority Of Common Law Liens And Secured Interests In West Virginia, Willard Craig Broadwater
West Virginia Law Review
No abstract provided.
Securities--Liability For Short-Swing Profits Under Section 16(B), Vincent A. Collins
Securities--Liability For Short-Swing Profits Under Section 16(B), Vincent A. Collins
West Virginia Law Review
No abstract provided.
Municipal Bonds--The Need For Disclosure, Daniel R. Schuda
Municipal Bonds--The Need For Disclosure, Daniel R. Schuda
West Virginia Law Review
No abstract provided.
The Uniform Securities Act--A Step Forward In State Regulation, Roger W. Tompkins
The Uniform Securities Act--A Step Forward In State Regulation, Roger W. Tompkins
West Virginia Law Review
No abstract provided.
Income Tax--Tax Free Transfers To Controlled Corporations, Frederick L. Delp, James P. Holland
Income Tax--Tax Free Transfers To Controlled Corporations, Frederick L. Delp, James P. Holland
West Virginia Law Review
No abstract provided.
Wills--Implied Gifts Of Remainders, W. Richard Mccune Jr.
Wills--Implied Gifts Of Remainders, W. Richard Mccune Jr.
West Virginia Law Review
No abstract provided.
Taxation--Apportionment Of Inheritance Tax Where Contingent Or Limited Interests Are Present, Anne R. Williams
Taxation--Apportionment Of Inheritance Tax Where Contingent Or Limited Interests Are Present, Anne R. Williams
West Virginia Law Review
No abstract provided.
Taxation--Subchapter S--Relaxation Of The One Class Of Stock Requirement, W. Richard Mccune Jr.
Taxation--Subchapter S--Relaxation Of The One Class Of Stock Requirement, W. Richard Mccune Jr.
West Virginia Law Review
No abstract provided.
Blue Sky Law--West Virginia Securities Laws And The Promoter, Thomas R. Goodwin
Blue Sky Law--West Virginia Securities Laws And The Promoter, Thomas R. Goodwin
West Virginia Law Review
No abstract provided.
Stocks--Texas Gulf Sulphur: Rule 10b-5 Insider Liability Expanded?, Stephen Lewis Atkinson, Robert Mason Steptoe Jr.
Stocks--Texas Gulf Sulphur: Rule 10b-5 Insider Liability Expanded?, Stephen Lewis Atkinson, Robert Mason Steptoe Jr.
West Virginia Law Review
No abstract provided.
Guaranteed Shareholder Loans And Thin Capitalization, L. E. Friend Ii
Guaranteed Shareholder Loans And Thin Capitalization, L. E. Friend Ii
West Virginia Law Review
No abstract provided.
Known Generally As Corporate Securities, Albert S. Abel
Known Generally As Corporate Securities, Albert S. Abel
West Virginia Law Review
No abstract provided.
Bills And Notes--Discharge--Reacquisition Before Maturity By Accommodation Makers, D. C. H.
Bills And Notes--Discharge--Reacquisition Before Maturity By Accommodation Makers, D. C. H.
West Virginia Law Review
No abstract provided.
Creditor's Right In Assets Pledged For Surety's Protection, C. A. P. Jr.
Creditor's Right In Assets Pledged For Surety's Protection, C. A. P. Jr.
West Virginia Law Review
No abstract provided.
Pleading And Practice--Splitting A Cause Of Action On Injunction Bonds, M. E. L., E. W. E.
Pleading And Practice--Splitting A Cause Of Action On Injunction Bonds, M. E. L., E. W. E.
West Virginia Law Review
No abstract provided.
Statutory Protection Of Sureties And Cosureties, Frederick W. Ford
Statutory Protection Of Sureties And Cosureties, Frederick W. Ford
West Virginia Law Review
No abstract provided.
Reaching Shares Of Stock, John E. F. Wood
Reaching Shares Of Stock, John E. F. Wood
West Virginia Law Review
No abstract provided.