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Articles 1 - 3 of 3
Full-Text Articles in Securities Law
Dual Class Shares, Katie Bentel, Gabriel Walter
Dual Class Shares, Katie Bentel, Gabriel Walter
Comparative Corporate Governance and Financial Regulation
No abstract provided.
Securities Regulation In Germany And The U.S., Marvin Fechner, Travis Tipton
Securities Regulation In Germany And The U.S., Marvin Fechner, Travis Tipton
Comparative Corporate Governance and Financial Regulation
No abstract provided.
Family Ties: Salman And The Scope Of Insider Trading, Jill E. Fisch
Family Ties: Salman And The Scope Of Insider Trading, Jill E. Fisch
All Faculty Scholarship
On October 5, 2016, the Supreme Court heard oral argument in Salman v. United States. Salman raises questions about the scope of insider trading liability for tippees under the personal benefit test previously articulated in Dirks v. SEC. Some critics have argued the Second Circuit’s decision last year in United States v. Newman demonstrates that the personal benefit test is unduly restrictive and should be reconsidered. Salman offers an opportunity for the Supreme Court to do so.
This essay argues that Salman does not require the Court to reexamine the parameters of insider trading liability. Instead, the Court can …