Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- SEC (2)
- Securities Act of 1933 (2)
- 1996 (1)
- Bargaining (1)
- Blue sky laws (1)
-
- Business (1)
- Capital (1)
- Capital sources (1)
- Causation (1)
- Central Bank of Denver (1)
- Congress (1)
- Damages (1)
- E-commerce (1)
- Efficiency (1)
- Electronic communications (1)
- Federalism (1)
- Financial reporting (1)
- Fraud on the market theory (1)
- Goring ox rule (1)
- Integration doctrine (1)
- Investor (1)
- Meinhard v. Salmon (1)
- NSIMA (1)
- National Securities Markets Improvement Act (1)
- Preemption (1)
- Primary violator (1)
- Regulation (1)
- Secondary actors (1)
- Securities (1)
- Securities Exchange Commission (1)
- Publication
- Publication Type
Articles 1 - 5 of 5
Full-Text Articles in Securities Law
The Insidious Remnants Of State Rules Respecting Capital Formation, Rutheford B. Campbell Jr.
The Insidious Remnants Of State Rules Respecting Capital Formation, Rutheford B. Campbell Jr.
Law Faculty Scholarly Articles
As we move into the Twenty-First Century, state blue sky laws and regulations continue to govern a significant portion of the capital formation activities of our domestic businesses. As a result, state administrators, influenced by their historically informed preferences and local traditions, continue to play important roles when businesses attempt to access external capital sources.
Today, however, the effects of state blue sky laws, regulations, and administrators on capital formation are felt almost exclusively by small businesses. The capital formation activities of larger businesses generally have been freed from state control, most recently by the preemption contained in the National …
10th Biennial Midwest/Midsouth Securities Law Conference, Office Of Continuing Legal Education At The University Of Kentucky College Of Law
10th Biennial Midwest/Midsouth Securities Law Conference, Office Of Continuing Legal Education At The University Of Kentucky College Of Law
Continuing Legal Education Materials
Materials from the UK/CLE 10th Biennial Midwest/Midsouth Securities Law Conference held in February 2000.
Indirect Causation: A Reminder From The Biblical Goring Ox Rule For Fraud On The Market Securities Litigation, Andrew R. Simmonds
Indirect Causation: A Reminder From The Biblical Goring Ox Rule For Fraud On The Market Securities Litigation, Andrew R. Simmonds
Kentucky Law Journal
No abstract provided.
"Bright Line," "Substantial Participation," Or Something Else: Who Is A Primary Violator Under Rule 10b-5?, Rodney D. Chrisman
"Bright Line," "Substantial Participation," Or Something Else: Who Is A Primary Violator Under Rule 10b-5?, Rodney D. Chrisman
Kentucky Law Journal
No abstract provided.
The Overwhelming Case For Elimination Of The Integration Doctrine Under The Securities Act Of 1933, Rutheford B. Campbell Jr.
The Overwhelming Case For Elimination Of The Integration Doctrine Under The Securities Act Of 1933, Rutheford B. Campbell Jr.
Kentucky Law Journal
No abstract provided.