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Securities Law Commons

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Articles 1 - 16 of 16

Full-Text Articles in Securities Law

Unicorns, Guardians, And The Concentration Of The U.S. Equity Markets, Amy Deen Westbrook, David A. Westbrook Mar 2018

Unicorns, Guardians, And The Concentration Of The U.S. Equity Markets, Amy Deen Westbrook, David A. Westbrook

Journal Articles

No abstract provided.


Happy Talk And The Stock Market, David A. Westbrook Jun 2010

Happy Talk And The Stock Market, David A. Westbrook

Journal Articles

No abstract provided.


Telling All: The Sarbanes-Oxley Act And The Ideal Of Transparency, David A. Westbrook Jan 2004

Telling All: The Sarbanes-Oxley Act And The Ideal Of Transparency, David A. Westbrook

Journal Articles

No abstract provided.


The Dysfunctional "Family Resemblance" Test: After Reves V. Ernst & Young, When Are Mortgage Notes "Securities"?, John C. Cody Oct 1994

The Dysfunctional "Family Resemblance" Test: After Reves V. Ernst & Young, When Are Mortgage Notes "Securities"?, John C. Cody

Buffalo Law Review

No abstract provided.


Mandatory Disclosure For Municipal Securities: A Reevaluation, Ann Judith Gellis Jan 1987

Mandatory Disclosure For Municipal Securities: A Reevaluation, Ann Judith Gellis

Buffalo Law Review

No abstract provided.


The Broker's Duty To His Customer Under Evolving Federal Fiduciary And Suitability Standards, F. Harris Nichols Jul 1977

The Broker's Duty To His Customer Under Evolving Federal Fiduciary And Suitability Standards, F. Harris Nichols

Buffalo Law Review

No abstract provided.


Recent Developments In Securities Law: Causes Of Action Under Rule 10b-5, Russell N. Brown, Thomas C. Carey, Louis S. Faber, Robert B. Fleming Jr., Allen J. Klein, Mark J. Moretti, James Piggush, M. Williams Jr. Jul 1977

Recent Developments In Securities Law: Causes Of Action Under Rule 10b-5, Russell N. Brown, Thomas C. Carey, Louis S. Faber, Robert B. Fleming Jr., Allen J. Klein, Mark J. Moretti, James Piggush, M. Williams Jr.

Buffalo Law Review

No abstract provided.


Treasury Shares And Pre-Emptive Rights: Schwartz V. Marien, Barbara G. Edman Oct 1976

Treasury Shares And Pre-Emptive Rights: Schwartz V. Marien, Barbara G. Edman

Buffalo Law Review

No abstract provided.


Securities Law—Damages For Violation Of Section 14(E) Of The Securities Exchange Act Of 1934: Chris-Craft Industries, Inc. V. Piper Aircraft Corporation, Mary Christine Carty Oct 1976

Securities Law—Damages For Violation Of Section 14(E) Of The Securities Exchange Act Of 1934: Chris-Craft Industries, Inc. V. Piper Aircraft Corporation, Mary Christine Carty

Buffalo Law Review

No abstract provided.


Going Private: Business Practices, Legal Mechanics, Judicial Standards And Proposals For Reform, Lewis D. Solomon Oct 1975

Going Private: Business Practices, Legal Mechanics, Judicial Standards And Proposals For Reform, Lewis D. Solomon

Buffalo Law Review

No abstract provided.


Insider Trading—The Market Anonymity Gap In Rule 10b-5, Judith A. Levitt Oct 1974

Insider Trading—The Market Anonymity Gap In Rule 10b-5, Judith A. Levitt

Buffalo Law Review

No abstract provided.


Proposed Rule 146—A Temporary Solution, Murray L. Finebaum Oct 1973

Proposed Rule 146—A Temporary Solution, Murray L. Finebaum

Buffalo Law Review

No abstract provided.


Rule 10b-5: The Search For A Limiting Doctrine, Hilary P. Bradford Jan 1970

Rule 10b-5: The Search For A Limiting Doctrine, Hilary P. Bradford

Buffalo Law Review

No abstract provided.


Administrative Law—Federal Securities Exchange—Stock Purchases By Insiders Possessing Material Information And Misleading Corporate Press Release Violate Sec Rule 10b-5, Gerald Toner Apr 1969

Administrative Law—Federal Securities Exchange—Stock Purchases By Insiders Possessing Material Information And Misleading Corporate Press Release Violate Sec Rule 10b-5, Gerald Toner

Buffalo Law Review

SEC v. Texas Gulf Co., 401 F.2d 833 (2d Cir. 1968).


Demise Of The Doctrine Of Capital Wine And Spirit V. Pokrass, Ronald J. Axelrod Oct 1968

Demise Of The Doctrine Of Capital Wine And Spirit V. Pokrass, Ronald J. Axelrod

Buffalo Law Review

No abstract provided.


Corporation Law—Officers—Profits Resulting From The Use Of Inside Information Inure To The Corporation Although No Harm To The Corporation Was Alleged, Nicholas J. Sargent Oct 1968

Corporation Law—Officers—Profits Resulting From The Use Of Inside Information Inure To The Corporation Although No Harm To The Corporation Was Alleged, Nicholas J. Sargent

Buffalo Law Review

Diamond v. Oreamund, 29 A.D.2d 285, 287 N.Y.S.2d 300 (1st Dep't 1968).