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Articles 1 - 20 of 20
Full-Text Articles in Securities Law
How Existing Securities Law Authorizes The Sec To Mandate And Regulate Sustainability Reporting, Kenya Rothstein
How Existing Securities Law Authorizes The Sec To Mandate And Regulate Sustainability Reporting, Kenya Rothstein
Buffalo Environmental Law Journal
No abstract provided.
Misappropriation Theory: How The World’S Two Largest Economies Regulate Insider Trading, Thomas Hare
Misappropriation Theory: How The World’S Two Largest Economies Regulate Insider Trading, Thomas Hare
Journal Articles
Prior to the government adopting policies of economic reform in the late 1970s, the People’s Republic of China (“the PRC” or “China”) did not have a formal securities market or an accompanying regulatory scheme. For the most part, it was not operationally feasible for a market to develop and flourish in China because the PRC had a centrally planned economy with state-owned enterprises as the primary form of business ownership. However, economic reform brokered conditions where stock trades casually began in markets located in Shanghai, Shenzhen, Chengdu and several other cities in the early 1980s. This informal trading persisted until …
Morrison V. National Australia Bank And The Growth Of The Global Securities Class Action Under The Dutch Wcam, Steven Mcnamara
Morrison V. National Australia Bank And The Growth Of The Global Securities Class Action Under The Dutch Wcam, Steven Mcnamara
Buffalo Law Review
In 2010 the U.S. Supreme Court fundamentally reset the jurisdictional sweep of U.S. securities law in Morrison v. National Australia Bank. No longer could foreign plaintiffs access the U.S. courts if a defendant engaged in conduct in the U.S. affecting securities prices outside the U.S., or conduct outside the U.S. had a significant effect on securities prices inside the U.S. Under Morrison’s new “transactional test” only purchasers of securities on a U.S. exchange or in a U.S. transaction would be able to bring securities fraud claim under Section 10(b). The Morrison decision therefore greatly heightens the importance of alternative non-U.S. …
Unicorns, Guardians, And The Concentration Of The U.S. Equity Markets, Amy Deen Westbrook, David A. Westbrook
Unicorns, Guardians, And The Concentration Of The U.S. Equity Markets, Amy Deen Westbrook, David A. Westbrook
Journal Articles
No abstract provided.
Happy Talk And The Stock Market, David A. Westbrook
Happy Talk And The Stock Market, David A. Westbrook
Journal Articles
No abstract provided.
Telling All: The Sarbanes-Oxley Act And The Ideal Of Transparency, David A. Westbrook
Telling All: The Sarbanes-Oxley Act And The Ideal Of Transparency, David A. Westbrook
Journal Articles
No abstract provided.
Legal Developments In The Electronic Securities Markets: Online Trading Systems And The Use Of Websites For Offshore Internet Offers, David A. Westbrook, Brandon Becker, Lyle Roberts
Legal Developments In The Electronic Securities Markets: Online Trading Systems And The Use Of Websites For Offshore Internet Offers, David A. Westbrook, Brandon Becker, Lyle Roberts
Contributions to Books
Published as Chapter 22 in Securities Law & The Internet 1998: Doing Business In a Rapidly Changing Marketplace, Stephen J. Schulte, Michelle C. Wallach & Brandon Becker, eds.
The Dysfunctional "Family Resemblance" Test: After Reves V. Ernst & Young, When Are Mortgage Notes "Securities"?, John C. Cody
The Dysfunctional "Family Resemblance" Test: After Reves V. Ernst & Young, When Are Mortgage Notes "Securities"?, John C. Cody
Buffalo Law Review
No abstract provided.
Mandatory Disclosure For Municipal Securities: A Reevaluation, Ann Judith Gellis
Mandatory Disclosure For Municipal Securities: A Reevaluation, Ann Judith Gellis
Buffalo Law Review
No abstract provided.
The Broker's Duty To His Customer Under Evolving Federal Fiduciary And Suitability Standards, F. Harris Nichols
The Broker's Duty To His Customer Under Evolving Federal Fiduciary And Suitability Standards, F. Harris Nichols
Buffalo Law Review
No abstract provided.
Recent Developments In Securities Law: Causes Of Action Under Rule 10b-5, Russell N. Brown, Thomas C. Carey, Louis S. Faber, Robert B. Fleming Jr., Allen J. Klein, Mark J. Moretti, James Piggush, M. Williams Jr.
Recent Developments In Securities Law: Causes Of Action Under Rule 10b-5, Russell N. Brown, Thomas C. Carey, Louis S. Faber, Robert B. Fleming Jr., Allen J. Klein, Mark J. Moretti, James Piggush, M. Williams Jr.
Buffalo Law Review
No abstract provided.
Treasury Shares And Pre-Emptive Rights: Schwartz V. Marien, Barbara G. Edman
Treasury Shares And Pre-Emptive Rights: Schwartz V. Marien, Barbara G. Edman
Buffalo Law Review
No abstract provided.
Securities Law—Damages For Violation Of Section 14(E) Of The Securities Exchange Act Of 1934: Chris-Craft Industries, Inc. V. Piper Aircraft Corporation, Mary Christine Carty
Securities Law—Damages For Violation Of Section 14(E) Of The Securities Exchange Act Of 1934: Chris-Craft Industries, Inc. V. Piper Aircraft Corporation, Mary Christine Carty
Buffalo Law Review
No abstract provided.
Going Private: Business Practices, Legal Mechanics, Judicial Standards And Proposals For Reform, Lewis D. Solomon
Going Private: Business Practices, Legal Mechanics, Judicial Standards And Proposals For Reform, Lewis D. Solomon
Buffalo Law Review
No abstract provided.
Insider Trading—The Market Anonymity Gap In Rule 10b-5, Judith A. Levitt
Insider Trading—The Market Anonymity Gap In Rule 10b-5, Judith A. Levitt
Buffalo Law Review
No abstract provided.
Proposed Rule 146—A Temporary Solution, Murray L. Finebaum
Proposed Rule 146—A Temporary Solution, Murray L. Finebaum
Buffalo Law Review
No abstract provided.
Rule 10b-5: The Search For A Limiting Doctrine, Hilary P. Bradford
Rule 10b-5: The Search For A Limiting Doctrine, Hilary P. Bradford
Buffalo Law Review
No abstract provided.
Administrative Law—Federal Securities Exchange—Stock Purchases By Insiders Possessing Material Information And Misleading Corporate Press Release Violate Sec Rule 10b-5, Gerald Toner
Buffalo Law Review
SEC v. Texas Gulf Co., 401 F.2d 833 (2d Cir. 1968).
Corporation Law—Officers—Profits Resulting From The Use Of Inside Information Inure To The Corporation Although No Harm To The Corporation Was Alleged, Nicholas J. Sargent
Corporation Law—Officers—Profits Resulting From The Use Of Inside Information Inure To The Corporation Although No Harm To The Corporation Was Alleged, Nicholas J. Sargent
Buffalo Law Review
Diamond v. Oreamund, 29 A.D.2d 285, 287 N.Y.S.2d 300 (1st Dep't 1968).
Demise Of The Doctrine Of Capital Wine And Spirit V. Pokrass, Ronald J. Axelrod
Demise Of The Doctrine Of Capital Wine And Spirit V. Pokrass, Ronald J. Axelrod
Buffalo Law Review
No abstract provided.