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Chien-Chung Lin

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Full-Text Articles in Securities Law

U.S. Insider Trading Law Enforcement: Survey Of Sec Actions From 2009 To 2013 And Issues, Chien-Chung Lin, Eric Hung Jan 2014

U.S. Insider Trading Law Enforcement: Survey Of Sec Actions From 2009 To 2013 And Issues, Chien-Chung Lin, Eric Hung

Chien-Chung Lin

This article discusses the SEC’s insider trading enforcement actions from 2009 to 2013. With an introduction of the current procedures and regulatory tools available, this article provides a thorough survey on the insider trading cases found from SEC’s official website, related databases and litigation releases in the corresponding period and compiles the results in appendices. In doing so, we present a first-hand, detailed picture of insider trading law in the United States and its enforcement. The data also relates to several much debated theoretical issues in this area, including the merit of punishing insider trading activities, the efficacy of current …

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U.S. Insider Trading Law Enforcement: Survey Of Sec Actions From 2009 To 2012 And Related Issues, Chien-Chung Lin Jan 2014

U.S. Insider Trading Law Enforcement: Survey Of Sec Actions From 2009 To 2012 And Related Issues, Chien-Chung Lin

Chien-Chung Lin

This Article proceeds as follows. Part I is introduction. Part II briefly discusses the current securities law enforcement system in the United States and how SEC is designed to prevent violations of securities law, including procedures and tools. Part III provides empirical data from SEC enforcement news release from 2009 to 2012 to give a more complete picture about SEC’s enforcement in insider trading law. By observing these data, we also discuss the merit and limits in current approach. Part IV concludes.

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Insider Trading Law In East Asia And Enforcement: Japan, China, Hong Kong And Taiwan Visite, Chien-Chung Lin Jul 2013

Insider Trading Law In East Asia And Enforcement: Japan, China, Hong Kong And Taiwan Visite, Chien-Chung Lin

Chien-Chung Lin

No abstract provided.

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