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Articles 1 - 10 of 10
Full-Text Articles in Securities Law
Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel
Securities Industry Self-Regulation-Tested By The Crash, Roberta S. Karmel
Faculty Scholarship
No abstract provided.
The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons
The Preexisting Relationship Doctrine Under Regulation D: A Rule Without Reason?, David B.H. Martin, Jr., L. Keith Parsons
Washington and Lee Law Review
No abstract provided.
Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr.
Integration Of Securities Offerings: Obstacles To Capital Formation Remain For Small Businesses, Perry E. Wallace, Jr.
Washington and Lee Law Review
No abstract provided.
State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon
State Takeover Laws: A Rebirth Of Corporationlaw?, David K. Millon
Washington and Lee Law Review
No abstract provided.
State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson
State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson
Washington and Lee Law Review
No abstract provided.
Destroying The Barriers Between Commercial And Investment Banking: Should Congress Repeal The Glass-Steagall Act?
Washington and Lee Law Review
No abstract provided.
"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball
"May We Have The Last Dance?" States Take Aim At Corporate Raiders And Crash The Predator's Ball
Washington and Lee Law Review
No abstract provided.
Sec Release 1092 On The Investment Advisers Act Of 1940: Applicability Of The Investment Advisers Act To Financial Planners And Other Persons Who Provide Financial Services
Washington and Lee Law Review
No abstract provided.
Insider Trading Liability Of Tippees And Quasi-Insiders: Crime Shouldn't Pay, 22 J. Marshall L. Rev. 295 (1988), Robert J. Kuker
Insider Trading Liability Of Tippees And Quasi-Insiders: Crime Shouldn't Pay, 22 J. Marshall L. Rev. 295 (1988), Robert J. Kuker
UIC Law Review
No abstract provided.
Capital Neutrality And Coordinated Supervision: Lessons For International Securities Regulation From The Law Of International Taxation And Banking, Charles Thelen Plambeck
Capital Neutrality And Coordinated Supervision: Lessons For International Securities Regulation From The Law Of International Taxation And Banking, Charles Thelen Plambeck
Michigan Journal of International Law
Part I of this article provides some background on the legal forces which have influenced globalization and internationalization of the world's securities markets. Part II focuses on the international tax law principle of capital neutrality. Fundamentally, the principle of capital neutrality requires that regulations should not unintentionally direct the movement of capital. Part II analyzes the bases and parameters of the principle of capital neutrality, the experiences of international taxation in applying the principle to a globalizing economy, and the possibilities for applying the principle to international securities regulation. Part III focuses on the international banking law principle of coordinated …