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Pace Law Faculty Publications

1991

Securities Law

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Full-Text Articles in Law

Enforcement Of Securities Laws Violations In The United Kingdom, James J. Fishman Jan 1991

Enforcement Of Securities Laws Violations In The United Kingdom, James J. Fishman

Pace Law Faculty Publications

This article examines the weaknesses of the present system of enforcement and suggests changes to make it more effective. The article is divided into three parts: an analysis of the enforcement provisions of the Financial Services Act, the prosecution of securities offenses since its implementation, and the viability of self-regulatory enforcement.