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Full-Text Articles in Law

A Legal Frankenstein’S Monster: The Complete Bar Order In Securities Fraud Class Action Lawsuits, Jonathan C. Stanley Apr 2018

A Legal Frankenstein’S Monster: The Complete Bar Order In Securities Fraud Class Action Lawsuits, Jonathan C. Stanley

Washington and Lee Law Review

No abstract provided.


Who "Caused" The Enron Debacle?, David K. Millon Jan 2003

Who "Caused" The Enron Debacle?, David K. Millon

Washington and Lee Law Review

No abstract provided.


Liability For "Causing" Violations Of The Federal Securities Laws: Defining The Sec's Next Counterattack In The Battle Of Central Bank, Gregory E. Van Hoey Jan 2003

Liability For "Causing" Violations Of The Federal Securities Laws: Defining The Sec's Next Counterattack In The Battle Of Central Bank, Gregory E. Van Hoey

Washington and Lee Law Review

No abstract provided.


"Up The Ladder" And Over: Regulating Securities Lawyers-Past, Present & Future, Theodore Sonde, F. Ryan Keith Jan 2003

"Up The Ladder" And Over: Regulating Securities Lawyers-Past, Present & Future, Theodore Sonde, F. Ryan Keith

Washington and Lee Law Review

No abstract provided.


Technoliability: Corporate Websites, Hyperlinks, And Rule 10(B)-5, Mason Miller Jan 2001

Technoliability: Corporate Websites, Hyperlinks, And Rule 10(B)-5, Mason Miller

Washington and Lee Law Review

No abstract provided.


A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen Jun 1996

A Cloudy Prospectus: The Supreme Court's Problematic Reasoning In Gustafson V. Alloyd Co., Krista R. Bowen

Washington and Lee Law Review

No abstract provided.


Is The Shingle Theory Dead?, Roberta S. Karmel Sep 1995

Is The Shingle Theory Dead?, Roberta S. Karmel

Washington and Lee Law Review

No abstract provided.


Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin Sep 1995

Central Bank V. First Interstate Bank: Not Just The End Of Aiding And Abetting Under Section 10(B), Carrie E. Goodwin

Washington and Lee Law Review

No abstract provided.


An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald Jun 1992

An Historical Perspective To The Corporate Bar Provisions Of The Securities Enforcement Remedies And Penny Stock Reform Act Of 1990, Justin Toby Mcdonald

Washington and Lee Law Review

No abstract provided.


Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips Jun 1992

Client Fraud And The Securities Lawyer's Duty Of Confidentiality, Richard M. Phillips

Washington and Lee Law Review

No abstract provided.


Enterprise Liability And Insider Trading, Alfred F. Conard Jun 1992

Enterprise Liability And Insider Trading, Alfred F. Conard

Washington and Lee Law Review

No abstract provided.


Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli Jun 1992

Reinventing A Security: Arguments For A Public Interest Definition, Eric A. Chiappinelli

Washington and Lee Law Review

No abstract provided.


Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway Jun 1991

Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway

Washington and Lee Law Review

No abstract provided.


The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson Jun 1990

The Insider Trading And Securities Fraud Enforcement Act: Has Congress Supplied A Limitations Period Appropriate For Use In Private 10b-5 Actions?, David J. Guin, David R. Donaldson

Washington and Lee Law Review

No abstract provided.


Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach Jun 1990

Transnational Securities Fraud Jurisdiction Under Section 10(B): The Case For A Flexible And Expansive Approach

Washington and Lee Law Review

No abstract provided.


An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner Jun 1989

An Up-To-Date Review Of Judicial, Legislative, And Regulatory Developments In Arbitration With Financial Institutions, Mahlon M. Frankhauser, Linda M. Gardner

Washington and Lee Law Review

No abstract provided.


Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity Jun 1989

Statutes Of Limitation For Section 10(B) And Rule Lob-5: A New Proposal For Uniformity

Washington and Lee Law Review

No abstract provided.


The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals Jun 1989

The Reduction In Seller Liability Under The Securities Act Of 1933: Good News For Securities Professionals

Washington and Lee Law Review

No abstract provided.


International Cooperation In Securities Enforcement Jun 1989

International Cooperation In Securities Enforcement

Washington and Lee Law Review

No abstract provided.


Conversion Of Customers' Property By Securities Professionals: The Applicabilty Of Rule 10b-5 In The "Contraction Era" Jun 1987

Conversion Of Customers' Property By Securities Professionals: The Applicabilty Of Rule 10b-5 In The "Contraction Era"

Washington and Lee Law Review

No abstract provided.


Section 20(A) Or Respondeat Superior?: An Update Jun 1987

Section 20(A) Or Respondeat Superior?: An Update

Washington and Lee Law Review

No abstract provided.


Logical Inconsistencies In The Sec's Enforcement Of Insider Trading: Guidelines For A Definition Jun 1987

Logical Inconsistencies In The Sec's Enforcement Of Insider Trading: Guidelines For A Definition

Washington and Lee Law Review

No abstract provided.


City National Bank V. American Commonwealth Financial Corp: The Application Of Rule 10b-13 Of The Securities Exchange Act Of 1934 To Executory Contracts Jun 1987

City National Bank V. American Commonwealth Financial Corp: The Application Of Rule 10b-13 Of The Securities Exchange Act Of 1934 To Executory Contracts

Washington and Lee Law Review

No abstract provided.


Insider Trading And The Insider Trading Sanctions Act Of 1984: New Wine Into New Bottles?, David M. Brodsky Jun 1984

Insider Trading And The Insider Trading Sanctions Act Of 1984: New Wine Into New Bottles?, David M. Brodsky

Washington and Lee Law Review

No abstract provided.


Oral Misrepresentations At "Roadshows" And In Other Settings: Illusory Liability Under Rule Lob-57 Jun 1984

Oral Misrepresentations At "Roadshows" And In Other Settings: Illusory Liability Under Rule Lob-57

Washington and Lee Law Review

No abstract provided.


Negligence Vs. Scienter: The Proper Standard Of Liability For Violations Of The Antifraud Provisions Regulating Tender Offers And Proxy Solicitations Under The Securities Exchange Act Of 1934 Jun 1984

Negligence Vs. Scienter: The Proper Standard Of Liability For Violations Of The Antifraud Provisions Regulating Tender Offers And Proxy Solicitations Under The Securities Exchange Act Of 1934

Washington and Lee Law Review

No abstract provided.


Takeover Developments -Defining "Tender Offer" And "Manipulation" Under The Williams Act Jun 1983

Takeover Developments -Defining "Tender Offer" And "Manipulation" Under The Williams Act

Washington and Lee Law Review

No abstract provided.


Hostile Tender Offers And Injunctive Relief For 14(E) Manipulation Claims: Developments After Mobil Corp. V. Marathon Oil Co. Jun 1983

Hostile Tender Offers And Injunctive Relief For 14(E) Manipulation Claims: Developments After Mobil Corp. V. Marathon Oil Co.

Washington and Lee Law Review

No abstract provided.


The Existence Of Implied Private Rights Of Action Under Section 17(A) Of The 1933 Securities Act Jun 1982

The Existence Of Implied Private Rights Of Action Under Section 17(A) Of The 1933 Securities Act

Washington and Lee Law Review

No abstract provided.


The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii Jun 1982

The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii

Washington and Lee Law Review

No abstract provided.