Open Access. Powered by Scholars. Published by Universities.®
- File Type
Articles 1 - 3 of 3
Full-Text Articles in Law
Moderator, Regulation: Systemically Important Financial Institution (Sifi) Designations
Moderator, Regulation: Systemically Important Financial Institution (Sifi) Designations
Patricia A. McCoy
Moderated a roundtable discussion on proposals to subject the asset management industry to systemic risk oversight.
Countercyclical Regulation And Its Challenges
Countercyclical Regulation And Its Challenges
Patricia A. McCoy
The paper presented examines legal and institutional challenges to implementing countercyclical regulation in financial services. Also presented in June 2014 at a Suffolk University Law School Faculty Workshop in Boston, MA.
Market Conduct Supervisors And Their Interactions With Prudential Authorities
Market Conduct Supervisors And Their Interactions With Prudential Authorities
Patricia A. McCoy
This presentation addressed potential commonalities and conflicting interests of market conduct and prudential supervisors.