Operations Research, Systems Engineering and Industrial Engineering Commons^™

Drivers’ Hazard Avoidance During Vehicle Automation: Impact Of Mental Models And Implications For Training, Ganesh Pai Mangalore

Doctoral Dissertations

Advanced Driver Assistance Systems (ADAS) are vehicle automation systems that have become more accessible and prevalent in vehicles in recent years. But the introduction of such technologies introduces new human factors challenges. Past literature suggests that users of vehicle automation lack the necessary and appropriate knowledge about their automation system. This may play a negative role in their hazard avoidance abilities when driving with automation features. Improving mental models and knowledge could generally lead to safer interactions with vehicle automation systems, but any effort to develop hazard avoidance skills when driving with vehicle automation is impeded by the lack of …

Advancing A Systems Perspective On Innovative Behavior, Stephen Demski

Doctoral Dissertations

"Engineering organizations pursue innovation in strategy, structure, processes, and the services and products offered to remain relevant and competitive. Identifying factors supporting or constraining innovative work behavior and recognizing the complexity of their interactions are vital to sustaining an innovative workforce, yet how factors interact has not been comprehensively studied.

Recognizing innovative work behavior as the output of a complex system of factors guided this study’s literature search that identified over one hundred individual, team, and organizational factors influencing innovative behavior, interviews of engineers to learn what factors are essential in their work environment, and Delphi survey to rank factors, …

Contextualizing Renewable Energy Adoption: An Examination Of The Role Of Community Choice Aggregation, Ankit Agarwal

Doctoral Dissertations

"The rapid expansion of renewable energy generation in the U.S., both through distributed and utility-scale facilities, is largely driven by top-down policy measures and the growing engagement of residential consumers on both individual and community levels. Previous studies on motives behind residential renewable energy adoption have examined procurement options in isolation and within a static context, primarily focused on intrinsic attributes like economic incentives, emission reductions, and peer popularity. This research introduces a novel context, assessing renewable procurement options in the presence of Community Choice Aggregation (CCA), a more prevalent and accessible alternative. This dissertation makes four pivotal contributions, offering …

Dynamics Modeling Of Molten Salt Reactors, Visura Umesh Pathirana

Doctoral Dissertations

The abundance of energy is a necessity for the prosperity of humans. The rise in energy demand has created energy shortages and issues related to energy security. Nuclear energy can produce vast amounts of reliable energy without many of the negative externalities associated with other competing energy sources, such as coal and natural gas. As a result, public interest in nuclear power has increased in the past decade. Many new types of nuclear reactor are proposed. These nuclear reactor designs feature many passive technologies that can operate without external influence. Reactors that feature advanced passive safety features are catagorized as …

Utilization Of Integer Programming For Scheduling Maintenance At Nuclear Power Plants, Timothy Gallacher

Doctoral Dissertations

This thesis develops a thought that naturally explores three specific motifs for solving the complexities of scheduling maintenance at Nuclear Power Plants (NPP). The first chapter of this paper will develop the initial thought around creating a schedule for a given work week, including all the various constraints inherent to this problem. Such constraints include but are not limited to personnel availability, allowable component out-of-service time, and the Plant Risk Assessment. The objective function being to minimize the total cost of worker’s compensation for that given week.

The second chapter addresses the question of whether this simple schedule can be …

Exact Models, Heuristics, And Supervised Learning Approaches For Vehicle Routing Problems, Zefeng Lyu

Doctoral Dissertations

This dissertation presents contributions to the field of vehicle routing problems by utilizing exact methods, heuristic approaches, and the integration of machine learning with traditional algorithms. The research is organized into three main chapters, each dedicated to a specific routing problem and a unique methodology. The first chapter addresses the Pickup and Delivery Problem with Transshipments and Time Windows, a variant that permits product transfers between vehicles to enhance logistics flexibility and reduce costs. To solve this problem, we propose an efficient mixed-integer linear programming model that has been shown to outperform existing ones. The second chapter discusses a practical …

Resource Allocation In Subsidy Welfare Programs: Managerial Insights For Nonprofits, Governments, And Service Providers, Wei Wei

Doctoral Dissertations

Subsidy welfare programs provide financial assistance to economically disadvantaged individuals and families to access essential and life-altering services (e.g., education, child care, and housing) that they might not otherwise have access to. Access to these services is considered critical to achieving a better and more sustainable future for all. As such, these high-quality services are directly related to several United Nations Sustainable Development Goals, which were adopted as a universal call to action to end poverty, save the planet and improve the lives and prospects of everyone, everywhere." In particular, the need for these affordable and high-quality services has been …

Capacity Planning For Heterogeneous Patient Populations In Primary Care And Specialty Networks, Prashant Meckoni

Doctoral Dissertations

Access to primary care has a direct impact on morbidity and mortality, and is strongly influenced by indirect waiting time: the delay between the requested and allotted appointment day. Our models describe the heterogeneous appointment seeking patterns of a primary care patient panel using stochastic processes parameterized to reflect the diversity of primary care visit rates in the US. For capacity planning, we estimate the distribution of daily appointments, and show that the distribution variability can be reduced by heuristics that use patient flexibility regarding the day of the appointment. For delays, we demonstrate that in a first-come, first-served system, …

A Digital Twin Framework For Production Planning Optimization: Applications For Make-To-Order Manufacturers, Ron Mallach

Doctoral Dissertations

In this dissertation, we develop a Digital Twin framework for manufacturing systems and apply it to various production planning and scheduling problems faced by Make-To-Order (MTO) firms. While this framework can be used to digitally represent a particular manufacturing environment with high fidelity, our focus is in using it to generate realistic settings to test production planning and scheduling algorithms in practice. These algorithms have traditionally been tested by either translating a practical situation into the necessary modeling constructs, without discussion of the assumptions and inaccuracies underlying this translation, or by generating random instances of the modeling constructs, without assessing …

Physics-Augmented Modeling And Optimization Of Complex Systems: Healthcare Applications, Jianxin Xie

Doctoral Dissertations

The rapid advances in sensing technology have created a data-rich environment that tremendously

benefits predictive modeling and decision-making for complex systems. Harnessing

the full potential of this complexly-structured sensing data requires the development of

novel and reliable analytical models and tools for system informatics. Such advancements in

sensing present unprecedented opportunities to investigate system dynamics and optimize

decision-making processes for smart health. Nevertheless, sensing data is typically

characterized by high dimensionality and intricate structures. To fully unlock the potential of

this data, we significantly rely on innovative analytical methods and tools that can effectively

process information.

The objective of this …

Scheduling Problem With Drying Requirements, Machine Eligibility Restrictions, Setup Times, And Assembly Requirements For An Injection Molding Facility, Ashley Owens

Doctoral Dissertations

Previous research only focused on an unrelated parallel machine scheduling problem with setup and processing resources. However, some manufacturing environments, such as plastic injection molding, need different sequential and parallel processes before the facility can process jobs in the machines. For example, some raw materials are hygroscopic, and a dryer must remove moisture before being processed in the injection molding machine. These dryers are portrayed as parallel machines. The job rather than the machine determines the drying time. Once the drying stage is complete and the raw materials are transferred to the actual machines to run jobs, the scheduling problem …

Improving Mobility And Safety In Traditional And Intelligent Transportation Systems Using Computational And Mathematical Modeling, Shahrbanoo Rezaei

Doctoral Dissertations

In traditional transportation systems, park-and-ride (P&R) facilities have been introduced to mitigate the congestion problems and improve mobility. This study in the second chapter, develops a framework that integrates a demand model and an optimization model to study the optimal placement of P&R facilities. The results suggest that the optimal placement of P&R facilities has the potential to improve network performance, and reduce emission and vehicle kilometer traveled. In intelligent transportation systems, autonomous vehicles are expected to bring smart mobility to transportation systems, reduce traffic congestion, and improve safety of drivers and passengers by eliminating human errors. The safe operation …

A Study Of The Effect Of Machine Parameters On Defects Produced In Eos Additive Manufacturing Builds, Tina White Malone

Doctoral Dissertations

⁵Additive Manufacturing (AM) is defined in the American Society for Testing and Materials (ASTM) standard F2792 as “a process of joining materials to make objects from 3D model data, usually layer upon layer, as opposed to subtractive manufacturing methodologies. It provides an advanced method for building complex geometries and parts for high performance with a significant cost savings. ⁵⁵It’s advantages include the reduced need for tools and molds commonly used in manufacturing, a large reduction in wasted material, much shorter manufacturing cycles for the building of hardware, and its uniquely inherent ability to produce much more complex shapes. …

Monitoring Additive Manufacturing Machine Health, Jeremy Hale

Doctoral Dissertations

Additive manufacturing (AM) allows the production of parts and goods with many benefits over more conventional manufacturing methods. AM permits more geometrically complex designs, custom and low-volume production runs, and the flexibility to produce a wide variety of parts on a single machine with reduced pre-production cost and time requirements. However, it can be difficult to determine the condition, or health, of an AM machine since complex designs can increase the variability of part quality. With fewer parts produced, destructive testing is less desirable and statistical methods of tracking part quality may be less informative. Combined with the relatively more …

Smart Warehousing Implementaion And Education Of Supply Chain Management Leaders, David Quintanilla

Doctoral Dissertations

Paper #1 Overview

Businesses have to adapt to new challenges and technologies in the marketplace which influence warehousing. In order to support this growth, Industry 4.0 technologies have been implemented along the value chain to optimize their organizations and production processes; however, there are still gaps for warehousing research for Industry 4.0. We present four pillars¾location strategy, infrastructure/design, data management, and advanced planning and control¾ as a framework for businesses to use for their adaptation into smart warehousing. In particular, this framework will guide companies in their logistics journey into Industry 4.0. Industry experts and senior logistics professionals were interviewed …

Exploiting Symmetry In Linear And Integer Linear Programming, Ethan Jedidiah Deakins

Doctoral Dissertations

This thesis explores two algorithmic approaches for exploiting symmetries in linear and integer linear programs. The first is orbital crossover, a novel method of crossover designed to exploit symmetry in linear programs. Symmetry has long been considered a curse in combinatorial optimization problems, but significant progress has been made. Up until recently, symmetry exploitation in linear programs was not worth the upfront cost of symmetry detection. However, recent results involving a generalization of symmetries, equitable partitions, has made the upfront cost much more manageable.

The motivation for orbital crossover is that many highly symmetric integer linear programs exist, and …

Mitigating Space Industry Supply Chain Risk Thru Risk-Based Analysis, Jennifer S. Cooper

Doctoral Dissertations

Using risk-based analysis to consider supply chain disruptions and uncertainty along with potential mitigation strategies in the early stages of space industry projects can be used avoid schedule delays, cost overruns, and lead to successful project outcomes.

Space industry projects, especially launch vehicles, are complicated assemblies of high-technology and specialized components. Components are engineered, procured, manufactured, and assembled for specific missions or projects, unlike make-to-stock manufacturing where assemblies are produced at a mass production rate for customers to choose off the shelf or lot, like automobiles.

The supply chain for a space industry project is a large, complicated web where …

Understanding And Simulating Wildfire Changes Using Advanced Statical And Process-Oriented Models, Rongyun Tang

Doctoral Dissertations

This study aims to investigate the spatiotemporal dynamic of global wildfires, their underlying climate-driving mechanisms, and their predictability by utilizing multiple data sources (both process-based model simulations and satellite-based observations) and multiple analytical methods including machine learning techniques (MLTs).

We first explored the global wildfire interannual variability (IAV) and its climate sensitivity across nine biomes from 1997 to 2018, leveraging the state-of-art U.S. Department of Energy’s Energy Exascale Earth System Model (E3SM) land component (ELM-v1) simulations with six sets of climate forcings. Results indicate that 1) ELM simulations could reproduce the IAV of wildfire in terms of magnitudes, distribution, bio-regional …

Water Resources Planning Under Deep Uncertainty For Physically, Socially, And Politically Complex Systems, Sarah St. George Freeman

Doctoral Dissertations

Water supply systems, particularly those of large cities, are complex systems linking supply, regulatory and distribution infrastructure, and points of use. Despite their physical complexities, it is infrequent that full supply, distribution, end use, and feedbacks therein are considered in an integrated manner. These complex systems-of-systems face large uncertainties related to physical aspects such as degradation of infrastructure, changing demand, and climate variability and change. Though great, such physical uncertainties often pale in comparison to the those related to the human systems in place to manage them and yet uncertainty in the decision-making landscape is often grossly simplified in our …

Sustainable Development: A Data Analysis Investigation For A New Conceptual Model, Case Study Comparison And Validation Techniques, Tiffanie Marie Toles

Doctoral Dissertations

"The three pillars model for sustainability, often represented with three intersecting circles described as economic, environmental, and social factors with sustainability being at the center is a complex and philosophically open model [1]. As society promotes efforts to reduce carbon impacts, there becomes a need to critically review the models employed for understanding. This research presents a validated methodology, an updated conceptual configuration of sustainability for overall use, as well as a sustainable development performance measurement system. Using the 2020 Sustainable Development Goals Index Data, 232 indicators from 193 countries were used to evaluate the efficacy of using more than …

Application Of Modeling Methodologies To Improve An Emergency Departments Workflow, Prachita Humane

Doctoral Dissertations

"The healthcare system in the United States is complex and challenging to understand, and the emergency department (ED) serves as a bridge between outpatient and inpatient care. According to the Centers for Disease Control and Prevention, over 130 million people visited emergency rooms in the United States in 2018. The ED is composed of multiple subunits and components that make it difficult to comprehend fully. In this study, a combination of engineering analysis methods was used to identify and understand the issues in the ED.

The first contribution of this research involved collecting data through job shadowing of human entities …

A Novel Approach To Orbital Debris Mitigation, Timothy S. Turk

Doctoral Dissertations

Since mankind launched the first satellite into orbit in 1957, we have been inadvertently, yet deliberately, creating an environment in space that may ultimately lead to the end of our space exploration. Space debris, more specifically, orbital debris is a growing problem that must be dealt with sooner, rather than later. Several ideas have been developed to address the complex problem of orbital debris mitigation.

This research will investigate the possibility of removing orbital debris from the Low Earth Orbit (LEO) regime by using a metaheuristic algorithm to maximize collection of debris resulting from the February 2009 on-orbit collision of …

Novel Mixed Integer Programming Approaches To Unit Commitment And Tool Switching Problems, Najmaddin Akhundov

Doctoral Dissertations

In the first two chapters, we discuss mixed integer programming formulations in Unit Commitment Problem. First, we present a new reformulation to capture the uncertainty associated with renewable energy. Then, the symmetrical property of UC is exploited to develop new methods to improve the computational time by reducing redundancy in the search space. In the third chapter, we focus on the Tool Switching and Sequencing Problem. Similar to UC, we analyze its symmetrical nature and present a new reformulation and symmetry-breaking cuts which lead to a significant improvement in the solution time. In chapter one, we use convex hull pricing …

Optimizing Strategic Planning With Long-Term Sequential Decision Making Under Uncertainty: A Decomposition Approach, Zeyu Liu

Doctoral Dissertations

The operations research literature has seen decision-making methods at both strategic and operational levels, where high-level strategic plans are first devised, followed by long-term policies that guide future day-to-day operations under uncertainties. Current literature studies such problems on a case-by-case basis, without a unified approach. In this study, we investigate the joint optimization of strategic and operational decisions from a methodological perspective, by proposing a generic two-stage long-term strategic stochastic decision-making (LSSD) framework, in which the first stage models strategic decisions with linear programming (LP), and the second stage models operational decisions with Markov decision processes (MDP). The joint optimization …

Carbon Footprint And Cost Minimization For Grid Systems Through Day-Ahead Order And Battery Size Optimization, Omid Pourkhalili

Doctoral Dissertations

We modeled the problem of peak hours day-ahead order for smart grid companies integrating renewable energy and power storage systems. This results in optimizing day-ahead order, battery storage size, and consequently lowering the use of fossil fuels and emissions. The utility-scale power storage can balance the difference between the day-ahead forecasts and real-time consumer demand through energy arbitrage and transmission deferral for peaking capacity. We define system parameters and their associated costs and run a suggested algorithm to minimize the grid operating cost by optimizing day-ahead order amount and battery storage capacity. The model is designed to prioritize and take …

Development Of Flood Prediction Models Using Machine Learning Techniques, Bhanu Kanwar

Doctoral Dissertations

"Flooding and flash flooding events damage infrastructure elements and pose a significant threat to the safety of the people residing in susceptible regions. There are some methods that government authorities rely on to assist in predicting these events in advance to provide warning, but such methodologies have not kept pace with modern machine learning. To leverage these algorithms, new models must be developed to efficiently capture the relationships among the variables that influence these events in a given region. These models can be used by emergency management personnel to develop more robust flood management plans for susceptible areas. The research …

Evaluating Barriers To And Impacts Of Rural Broadband Access, Javier Valentín-Sívico

Doctoral Dissertations

"The lack of adequate broadband infrastructure persists in many rural communities. Beyond funding, additional barriers persist, such as digital literacy and community-level self-efficacy. As a result, the first contribution articulates barriers at the organizational level. This work proposes a framework based on the Theory of Planned Behavior to highlight stakeholder dynamics that have constrained Regional Planning Commissions from advancing broadband infrastructure in rural areas. One approach to address these barriers is to provide stakeholders with analytical tools to evaluate the benefits and costs of various broadband options for their community since there is not a one-size-fits-all solution. To this end, …

Optimization Methods For Day Ahead Unit Commitment, Jonathan David Schrock

Doctoral Dissertations

This work examines a variety of optimization techniques to better solve the day ahead unit commitment problem. The first method looks at the impact of almost identical generators on the problem and how to exploit that fact for computational gain. The second work seeks to improve the fidelity of the problem by better modeling the impact of pumped storage hydropower. Lastly, the relationship between the length of the planning horizon and the quality of the solutions is investigated.

Defect Detection For Additive Manufacturing With Machine Learning And Markov Decision Process, Rui Li

Doctoral Dissertations

Additive Manufacturing (AM) is a quickly evolving manufacturing technique in recent years. One of the most essential steps is the quality control of it. This involves the defect detection of the products, which is one of the bottlenecks that affects the high quality of AM products. One promising solution to this problem is to detect the defects in-situ and make decisions on the fly. We adopted Machine Learning (ML) algorithms for defect detection and develop a Markov Decision Process (MDP) model to make decisions for AM process. Our main purpose is to save costs and time through early termination or …

Decision-Analytic Models Using Reinforcement Learning To Inform Dynamic Sequential Decisions In Public Policy, Seyedeh Nazanin Khatami

Doctoral Dissertations

We developed decision-analytic models specifically suited for long-term sequential decision-making in the context of large-scale dynamic stochastic systems, focusing on public policy investment decisions. We found that while machine learning and artificial intelligence algorithms provide the most suitable frameworks for such analyses, multiple challenges arise in its successful adaptation. We address three specific challenges in two public sectors, public health and climate policy, through the following three essays. In Essay I, we developed a reinforcement learning (RL) model to identify optimal sequence of testing and retention-in-care interventions to inform the national strategic plan “Ending the HIV Epidemic in the US”. …